Jeanne Campanelli - Partner

Huiwen Leo - Partner

Jamie Ostrow - Partner

Andrew Stephenson - Partner

EB-5


Copyright © KHLK LLP. All rights reserved.

D

Sara is a corporate and securities lawyer with more than 30 years' experience in private practice, at the Securities and Exchange Commission and on Capitol Hill. She started her career in London with firm that is now Norton Rose Fulbright and for many years was a partner at Clifford Chance, retiring from that firm to serve as General Counsel of the Congressional Oversight Panel overseeing TARP. She holds a Series 65 license as a registered investment adviser. Sara currently serves as co-chair of the SEC's Advisory Committee on Small and Emerging Companies. She is a member of the New York and District of Columbia bars and a Solicitor of the Supreme Court of England and Wales. Her law degree is from Oxford University.

Huiwen is a corporate and securities attorney with experience at the World Bank, Clifford Chance US LLP and Latham & Watkins LLP.  She received her B.A. and M.A. in law from Cambridge University and received her LL.M. with distinction from Georgetown University Law Center. She is a member of the New York and California bars.


703-548-7263 | info@khlklaw.com

A

Offerings made in reliance on Rule 506(b) and 506(c) of Regulation D under the Securities Act

Thought Leadership

KHLK, LLP is a law firm for today.  In 2012, the JOBS Act went into law.  This act was designed to encourage entrepreneurship and small business growth by paving the way for everyday investors to invest in early-stage companies.  With the JOBS Act, KHLK was also born. We recognized the need for attorneys with a more traditional securities and corporate law background to provide advice in this developing field.  We use our deep corporate and securities law experience to provide traditional as well as cutting edge advice and services to clients of CrowdCheck, Inc. as well as to other companies raising funds online and to broker dealers, industry professionals and investors who wish to facilitate capital formation.

Application of the Regulation D, Regulation CF, and Regulation A "Bad Actor" rules

We are experienced corporate and securities attorneys with a deep background in all types of securities offerings. Our prior positions include service at the Securities and Exchange Commission and some of the world’s most prestigious law firms.

Platforms

Offerings made in reliance on Regulation S under the Securities Act


Our attorneys are some of the most well recognized legal experts in the crowdfunding community. In collaboration with CrowdCheck, we publish in-depth analysis on cutting-edge issues that often answer questions that other lawyers have not even thought of.

A corporate and securities law firm for the new world of online capital formation



Experience

Offerings made under Regulation A of the Securities Act

26 Regulation A Offering Statements filed; 21 qualified



Practice Areas

CF


            Attorneys

Sara Hanks - Managing Partner

PO Box 70743
Washington DC, 20024

Crowdfunding offerings made in reliance on Section 4(a)(6) of the Securities Act

CrowdCheck

Regulation of online investment platforms and portals

Jeanne has more than 25 years’ experience as a corporate and securities attorney in private and in-house practice.  Jeanne commenced her legal career at Shearman & Sterling.  As a Managing Director at Citigroup, she advised the equity capital markets and investment banking departments in structuring and executing public and private securities offerings and headed the equities legal team in London. Jeanne also spent 3 years working at the Lehman Brothers bankruptcy estate unwinding and settling derivatives claims filed by the largest financial industry counterparties.  Most recently, she was the general counsel and head of corporate affairs of Mitsubishi UFJ Securities (USA), Inc., in charge of the legal team and corporate governance.  Jeanne received a BSFS and a JD from Georgetown University.  She is a member of the New York and District of Columbia bars.


            Practice Areas

EB-5 offerings made under Regulation D and Regulation S

A

KHLK's primary focus is on online capital formation activities, including offerings made pursuant to Regulation A, Regulation CF, and Rule 506 of Regulation D.

Jamie is a corporate and securities attorney who began her career in the London office of Freshfields Bruckhaus Deringer LLP.  She has worked at a boutique law firm in New York and served as a Counsel on the Congressional Oversight Panel. She received her B.A. from the University of Pennsylvania and received her J.D. for the New York University School of Law. She is a member of the New York, New Jersey and District of Columbia bars.

KHLK LLP is an affiliated law firm of CrowdCheck, Inc. CrowdCheck provides due diligence, disclosure and compliance services for online capital formation.​

Attorneys

Intrastate offerings made in reliance on Rule 147 under the Securities Act 

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Andrew is an entrepreneurial attorney focused on assisting small and early stage businesses with corporate governance and securities law related matters. Prior to joining KHLK, Andrew was involved with evaluating internal company communications and reports as part of complex civil litigation matters. Andrew has also worked for the United States Congress. While there, Andrew evaluated and drafted policy on a range of issue areas. Andrew received his B.A. from Claremont McKenna College and graduated, cum laude, from the University of California, Hastings College of the Law. During law school, Andrew served as Executive Articles Editor for the Hastings Business Law Journal, as an intern with Promontory Financial Group, and as a law clerk with a small law firm in Washington, DC. Andrew is a member of the California and District of Columbia bars. 

147


S

Bad Actor